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Current Employers
Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-27
  • CA RA
    APPROVED
    Since 2023-01-27

Branch Locations

5959 Topanga Canyon Blvd., Suite 335, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Premier Accounting & Tax Services Inc. Woodland Hills CA 10/2009 Present
Avantax Planning Partners, Inc. Woodland Hills CA 12/2021 Present
Other Businesses

1) PREMIER ACCOUNTING & TAX SERVICES, INC. POSITION: Director NATURE: Full Service Accounting Firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/2009 ADDRESS: 5959 TOPANGA CANYON BLVD., SUITE 335, Woodland Hills CA 91367, United States DESCRIPTION: I am the Director - Meeting with Clients, Preparing Tax Bookkeeping, Oversee Bookkeeping, Manage our support staff.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-27
  • S65 Uniform Investment Adviser Law Examination
    2023-01-27

View on SEC IAPD

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