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Richard John Alotta

Edward Jones

Webster Groves, MO

CRD 5142762

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-12-03
TX RA APPROVED_RES 2019-02-14
  • MO RA
    APPROVED
    Since 2024-12-03
  • TX RA
    APPROVED_RES
    Since 2019-02-14

Branch Locations

7935 Big Bend Blvd, Webster Groves, MO 63119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 05/2006 Present
Other Businesses

"escalent Type: Date: 02/01/24 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: amazon gift card for surveys taken City-State: Florissant MO"

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-26
S63 Uniform Securities Agent State Law Examination 2006-07-14
  • S65 Uniform Investment Adviser Law Examination
    2024-11-26
  • S63 Uniform Securities Agent State Law Examination
    2006-07-14
Other Names
  • Richard Alotta

View on SEC IAPD

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