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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-11 |
| MO | RA | APPROVED | 2023-08-16 |
Branch Locations
8050 Big Bend Blvd., Webster Groves, MO 63119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commerce Brokerage Services | St. Louis | MO | 08/2015 | 02/2023 |
| Commerce Brokerage Services | Kirkwood | MO | 02/2023 | 04/2023 |
| Commerce Brokerage Services | Webster Groves | MO | 04/2023 | 08/2023 |
| Lpl Financial Llc | Webster Groves | MO | 08/2023 | Present |
1. 03/27/2023 - Commerce Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-09 |
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