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Brittany Dawn Thompson

LPl Financial LLC

Webster Groves, MO

CRD 6547066

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-11
MO RA APPROVED 2023-08-16
  • TX RA
    APPROVED_RES
    Since 2024-03-11
  • MO RA
    APPROVED
    Since 2023-08-16

Branch Locations

8050 Big Bend Blvd., Webster Groves, MO 63119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commerce Brokerage Services St. Louis MO 08/2015 02/2023
Commerce Brokerage Services Kirkwood MO 02/2023 04/2023
Commerce Brokerage Services Webster Groves MO 04/2023 08/2023
Lpl Financial Llc Webster Groves MO 08/2023 Present
  • 08/2015 → 02/2023
    Commerce Brokerage Services
    St. Louis, MO
  • 02/2023 → 04/2023
    Commerce Brokerage Services
    Kirkwood, MO
  • 04/2023 → 08/2023
    Commerce Brokerage Services
    Webster Groves, MO
  • 08/2023 → Present
    Webster Groves, MO
Previous Registrations
  • 2022-09-02 → 2023-08-16
    Commerce Brokerage Services, Inc.
    Clayton, MO
    St. Louis, MO
    Kirkwood, MO
    Webster Groves, MO
Other Businesses

1. 03/27/2023 - Commerce Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-14
S63 Uniform Securities Agent State Law Examination 2020-06-09
  • S65 Uniform Investment Adviser Law Examination
    2021-04-14
  • S63 Uniform Securities Agent State Law Examination
    2020-06-09
Other Names
  • Brittany Dawn Sensmeyer

View on SEC IAPD

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