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Franklin Cotter Lumley

State Farm Investment Management Corp.

Webster Groves, MO

CRD 4686352

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-01
MO RA APPROVED 2021-11-01
  • IL RA
    APPROVED
    Since 2021-11-01
  • MO RA
    APPROVED
    Since 2021-11-01

Branch Locations

7919 Big Bend Blvd Ste A, Webster Groves, MO 63119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cotter Lumley Insurance Agency Webster Groves MO 01/2015 Present
State Farm Vp Management Corp Webster Groves MO 01/2015 Present
State Farm Vp Management Corp Webster Groves MO 11/2021 Present
  • 01/2015 → Present
    Cotter Lumley Insurance Agency
    Webster Groves, MO
  • 01/2015 → Present
    State Farm Vp Management Corp
    Webster Groves, MO
  • 11/2021 → Present
    State Farm Vp Management Corp
    Webster Groves, MO
Other Businesses

1) Franklin Cotter Lumley Insurance Agency; Investment-related;7919 Big Bend Blvd Ste A Webster Grvs, MO 63119-2703 ; Insurance (State Farm Mutual Automobile Insurance CompIany and its affiliates); Owner; Agent;03/01/2007 ; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-08-21
  • S63 Uniform Securities Agent State Law Examination
    2003-08-21
Designations
  • Chartered Financial Consultant
Other Names
  • Cotter Lumley

View on SEC IAPD

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