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Katy Xia

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-30
NY RA APPROVED 2024-12-10
  • TX RA
    APPROVED
    Since 2025-06-30
  • NY RA
    APPROVED
    Since 2024-12-10

Branch Locations

176-180 Canal St, New York, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 11/2021 Present
Jpmorgan Chase Bank, N.A. New York NY 08/2018 Present
American Business Institute Inc. Queens NY 02/2015 01/2018
Unemployed Staten Island NY 02/2018 07/2018
Inova Greentech Inc. Brooklyn NY 09/2024 01/2025
  • 11/2021 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 08/2018 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 02/2015 → 01/2018
    American Business Institute Inc.
    Queens, NY
  • 02/2018 → 07/2018
    Unemployed
    Staten Island, NY
  • 09/2024 → 01/2025
    Inova Greentech Inc.
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-10
S63 Uniform Securities Agent State Law Examination 2022-05-10
  • S66 Uniform Combined State Law Examination
    2024-12-10
  • S63 Uniform Securities Agent State Law Examination
    2022-05-10
Other Names
  • Meiyan Xia

View on SEC IAPD

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