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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities, Llc | New York | NY | 11/2021 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 11/2021 | Present |
| Koeppel Nissan | Jackson Heights | NY | 08/2020 | 11/2021 |
| Garden Homes | New York | NY | 01/2019 | 04/2020 |
| Ksw Mechanical Llc | Long Island City | NY | 06/2017 | 10/2018 |
| First Service Residential | New York | NY | 11/2015 | 06/2017 |
| 233 E 69Th Owners Corp | New York | NY | 04/2020 | 04/2020 |
| Unemployed | Ridgewood | NY | 11/2018 | 12/2018 |
| Unemployed | Ridgewood | NY | 05/2020 | 07/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-02 |
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