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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-24 |
Branch Locations
Union City, CA • United States
2420 Martin Road Suite 390, Fairfield, CA 94534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shelter Security And Service Gmbh | Berlin | 03/2016 | 07/2019 | |
| Optima Ophthalmic Medical Associates | Hayward | CA | 08/2019 | 02/2020 |
| J.I.P. & Associates, Inc. | San Ramon | CA | 02/2020 | 10/2021 |
| Unemployed | Union City | CA | 10/2021 | 01/2022 |
| Lincoln Financial Advisors Inc. | Fairfield | CA | 12/2022 | 01/2025 |
| Acord & Fong Wealth Strategies | Fairfield | CA | 02/2022 | 07/2023 |
| Osaic Wealth, Inc. | Fairfield | CA | 01/2025 | Present |
1) INTERNATIONAL CONFERENCES GROUP 180 CLEAR CREEK DRIVE SUITE 103 ASHLAND, CA 97520 CATEGORY: SERVICE INVESTMENT RELATED: NO TITLE: SECURITY COORDINATOR DUTIES: PROVIDE SECURITY SERVICES AT EVENTS/CONFERENCES. START DATE: 4/7/2017 HOURS PER MONTH: 8 HOURS PER MONTH DURING TRADING HOURS: 8 2) MICHAEL FRAGOSO POSITION: Agent NATURE: I intend to conduct non-variable insurance and non-variable annuity sales. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2023 ADDRESS: 2420 Martin Rd, Fairfield CA 94534, United States DESCRIPTION: I intend to conduct non-variable insurance and non-variable annuity sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-06 |
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