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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-24
  • CA RA
    APPROVED
    Since 2025-01-24

Branch Locations

Union City, CA • United States

2420 Martin Road Suite 390, Fairfield, CA 94534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shelter Security And Service Gmbh Berlin 03/2016 07/2019
Optima Ophthalmic Medical Associates Hayward CA 08/2019 02/2020
J.I.P. & Associates, Inc. San Ramon CA 02/2020 10/2021
Unemployed Union City CA 10/2021 01/2022
Lincoln Financial Advisors Inc. Fairfield CA 12/2022 01/2025
Acord & Fong Wealth Strategies Fairfield CA 02/2022 07/2023
Osaic Wealth, Inc. Fairfield CA 01/2025 Present
  • 03/2016 → 07/2019
    Shelter Security And Service Gmbh
    Berlin
  • 08/2019 → 02/2020
    Optima Ophthalmic Medical Associates
    Hayward, CA
  • 02/2020 → 10/2021
    J.I.P. & Associates, Inc.
    San Ramon, CA
  • 10/2021 → 01/2022
    Unemployed
    Union City, CA
  • 12/2022 → 01/2025
    Lincoln Financial Advisors Inc.
    Fairfield, CA
  • 02/2022 → 07/2023
    Acord & Fong Wealth Strategies
    Fairfield, CA
  • 01/2025 → Present
    Fairfield, CA
Previous Registrations
  • 2023-06-21 → 2025-01-24
    Osaic Fa, Inc.
    San Ramon, CA
    Fairfield, CA
Other Businesses

1) INTERNATIONAL CONFERENCES GROUP 180 CLEAR CREEK DRIVE SUITE 103 ASHLAND, CA 97520 CATEGORY: SERVICE INVESTMENT RELATED: NO TITLE: SECURITY COORDINATOR DUTIES: PROVIDE SECURITY SERVICES AT EVENTS/CONFERENCES. START DATE: 4/7/2017 HOURS PER MONTH: 8 HOURS PER MONTH DURING TRADING HOURS: 8 2) MICHAEL FRAGOSO POSITION: Agent NATURE: I intend to conduct non-variable insurance and non-variable annuity sales. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2023 ADDRESS: 2420 Martin Rd, Fairfield CA 94534, United States DESCRIPTION: I intend to conduct non-variable insurance and non-variable annuity sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-06
  • S66 Uniform Combined State Law Examination
    2023-06-06
Other Names
  • Michael William Fragoso

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