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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 11/2021 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 11/2021 | Present |
| Woori America Bank | New York | NY | 10/2017 | 10/2020 |
| Unemployed | New York | NY | 10/2013 | 09/2017 |
| Unemployed | New York | NY | 11/2020 | 10/2021 |
| L'oReal -La Roche Rosay Project Conducted By Team Enterprises | Ft. Lauderdale | FL | 08/2022 | 09/2022 |
| L'oReal -La Roche Rosay Project Conducted By Team Enterprises | Fort Lauderdale | FL | 08/2023 | 09/2023 |
| L&E Research | Raleigh | NC | 04/2024 | 01/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-26 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-28 |
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