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Charles William Conklin

Neuberger Berman Bd LLC

New York, NY

Brooklyn, NY

CRD 5142674

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
NJ RA APPROVED 2010-11-12
  • NY RA
    APPROVED
    Since 2021-03-25
  • NJ RA
    APPROVED
    Since 2010-11-12

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc New York NY 10/2010 Present
  • 10/2010 → Present
    Neuberger Berman Llc
    New York, NY
Other Businesses

I am currently involved as an owner of CME Property and Construction LLC. This business seeks to build and sell home and or buy and rent homes. The address of this business is 66 Colden Hill Rd, Newburgh, NY 12550. The business was created on 9/5/17 and I am a 33% owner. I will devote 0 hours of my time to this business during security trading hours and ~4 hours a month to this business. This company is only an investment for me and I will have no day to day obligations or requirements. Also Turo, Start Date, 7/11/2022, I will be renting my personal car through this platform. Position, Car owner. This is similar to AirBNB but for cars. I will not have a role in this company, only my car will be used . 2 hours a month during non-trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-11
S63 Uniform Securities Agent State Law Examination 2006-06-02
  • S65 Uniform Investment Adviser Law Examination
    2010-11-11
  • S63 Uniform Securities Agent State Law Examination
    2006-06-02

View on SEC IAPD

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