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Michael James Oconnell

Clearbridge Investments, LLC

New York, NY

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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2011-08-09
  • MD RA
    APPROVED
    Since 2011-08-09

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason Investor Services, Llc Annapolis MD 12/2005 Present
Clearbridge Investments Llc New York NY 12/2005 Present
Legg Mason & Co Llc Baltimore MD 12/2005 07/2021
  • 12/2005 → Present
    Legg Mason Investor Services, Llc
    Annapolis, MD
  • 12/2005 → Present
    Clearbridge Investments Llc
    New York, NY
  • 12/2005 → 07/2021
    Legg Mason & Co Llc
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-16
S63 Uniform Securities Agent State Law Examination 1998-12-22
  • S65 Uniform Investment Adviser Law Examination
    2005-05-16
  • S63 Uniform Securities Agent State Law Examination
    1998-12-22

View on SEC IAPD

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