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Maurice Frank

Elco Management Company, LLC

New York, NY

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Current Employers
Elco Management Company, Llc

369 Lexington Avenue 3Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-06-07
  • NY RA
    APPROVED
    Since 2022-06-07

Branch Locations

369 Lexington Avenue 3Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maurice Frank And Company Rye NY 01/1997 Present
  • 01/1997 → Present
    Maurice Frank And Company
    Rye, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-07
  • S65 Uniform Investment Adviser Law Examination
    2022-06-07

View on SEC IAPD

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