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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-28
NY RA APPROVED 2022-03-03
  • TX RA
    APPROVED
    Since 2022-04-28
  • NY RA
    APPROVED
    Since 2022-03-03

Branch Locations

50 Route 111, Smithtown, NY 11787 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. East Setauket NY 11/2021 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated East Setauket NY 11/2021 Present
Lombardi's On The Bay Patchogue NY 08/2021 11/2021
University Of Richmond Richmond VA 08/2020 05/2021
Lombardi's On The Bay Patchogue NY 06/2020 08/2020
Brown University Providence RI 09/2016 05/2020
  • 11/2021 → Present
    Bank Of America, N.A.
    East Setauket, NY
  • 11/2021 → Present
    East Setauket, NY
  • 08/2021 → 11/2021
    Lombardi's On The Bay
    Patchogue, NY
  • 08/2020 → 05/2021
    University Of Richmond
    Richmond, VA
  • 06/2020 → 08/2020
    Lombardi's On The Bay
    Patchogue, NY
  • 09/2016 → 05/2020
    Brown University
    Providence, RI
Other Businesses

I*1273250, Entity Type: Entity For Profit, Name of OBA: Stay True Company, Address: Medford, New York 11763, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 04/21/2023, No Hours: 4, No Hours during trading: 0, Duties: I am starting a hat/clothing company. The company is called Stay True Company and is all about spreading mental health awareness with quality headwear and accessories.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-02
  • S66 Uniform Combined State Law Examination
    2022-03-02
Other Names
  • Richard S Ciufo

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