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Ani Hakobyan

Wells Fargo Clearing Services, LLC

Honolulu, HI

CRD 7474255

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-06
HI RA APPROVED 2023-07-15
  • TX RA
    APPROVED
    Since 2024-02-06
  • HI RA
    APPROVED
    Since 2023-07-15

Branch Locations

1001 Bishop St Ste 1900, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Honolulu HI 11/2021 Present
N/A Honolulu HI 06/2021 11/2021
Self Employed Honolulu HI 10/2019 01/2020
Hsbc Bank Armenia Yerevan 07/2010 06/2021
  • 11/2021 → Present
    Wells Fargo Clearing Services, Llc
    Honolulu, HI
  • 06/2021 → 11/2021
    N/A
    Honolulu, HI
  • 10/2019 → 01/2020
    Self Employed
    Honolulu, HI
  • 07/2010 → 06/2021
    Hsbc Bank Armenia
    Yerevan
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-14
  • S66 Uniform Combined State Law Examination
    2023-07-14

View on SEC IAPD

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