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James Lawrence Nicholson

Hightower Advisors, LLC

Punta Gorda, FL

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-14
  • FL RA
    APPROVED
    Since 2024-11-14

Branch Locations

252 W. Marion Ave, Suite 200, Punta Gorda, FL 33950 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of North Florida Jacksonville FL 01/2016 12/2017
Cape Coral High School Cape Coral FL 01/2018 11/2021
Hightower Advisors, Llc Punta Gorda FL 11/2021 Present
  • 01/2016 → 12/2017
    University Of North Florida
    Jacksonville, FL
  • 01/2018 → 11/2021
    Cape Coral High School
    Cape Coral, FL
  • 11/2021 → Present
    Hightower Advisors, Llc
    Punta Gorda, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-01
  • S65 Uniform Investment Adviser Law Examination
    2024-10-01
Other Names
  • James Nicholson

View on SEC IAPD

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