Christopher Michael Herndon Neal

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2024 → 02/2026
  Wells Fargo Clearing Services, Llc
  Cape Coral, FL
• 12/2022 → 02/2026
  Wells Fargo Bank, Na
  Cape Coral, FL
• 08/2021 → 11/2022
  Truist Bank
  Norfolk, VA
• 05/2019 → 05/2021
  Atlantic Union Bank
  Chesapeake, VA
• 03/2015 → 05/2019
  Wells Fargo Bank, N.A
  Virginia Beach, VA
• 02/2026 → Present
  Regions Bank
  Cape Coral, FL
• 02/2026 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 02/2026 → Present
  Cetera Investment Advisers Llc
  Cape Coral, FL

Previous Registrations

• 2024-08-01 → 2026-02-16
  Wells Fargo Clearing Services, Llc
  Cape Coral, FL
  Naples, FL

Other Businesses

VOLUNTEER ASSISTANT BASEBALL COACH FOR CAPE AMERICAN BASEBALL, 4/HRS/WK

Exams

• S66 Uniform Combined State Law Examination
  2024-07-31
• S63 Uniform Securities Agent State Law Examination
  2024-05-13

Other Names

• Christopher Neal