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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-06-13 |
Branch Locations
150 W. Mckenzie Street Suite 116, Punta Gorda, FL 33950 • United States
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 06/2016 | Present |
| Kovack Advisors, Inc | Fort Lauderdale | FL | 06/2016 | Present |
1)DBA- ALTRUS INVESTMENT SERVICES-150 W. MCKENZIE STREET, SUITE 116, PUNTA GORDA, FL 33950; INVESMENT RELATED; INVESTMENT SERVICES, FINANCIAL PLANNING AND INSURANCE SALES; FINANCIAL/PRESIDENT/OWNER; 75% OF TIME SPENT. 2) INSURANCE SALES/ FIXED/ LIFE/ HEALTH - 150 W. MCKENZIE STREET. SUITE 116, PUNTA GORDA, FL 33950; INSURANCE SALES/FIXED/LIFE/HEALTH; REGISTERED REP; SALES. PROSPECT NEW CLIENTELE AND PROVIDE OVERALL FINANCIAL SERVICES TO INCLUDE INSURANCE SALES; 10% OF TIME SPENT 3) SOMMER T FINANCIAL, INC. - 150 W. MCKENZIE ST. SUITE 116, PUNTA GORDA, FL 33950; S-CORP SET UP TO HELP WITH BUSINESS EXPENSES - FINANCIAL SERVICES TO INCLUDE FIXED, VARIABLE, HEALTH, AND LIFE INSURANCE; INVESTMENT RELATED; PROVIDE SALES AND SERVICE FOR INVESTMENT FINANCIAL SERVICES 4) DOWN CATTLE CO, LLC - 6226 RICHARD RD., PUNTA GORDA, FL 33982; NON-INVESTMENT RELATED; COW-CALF OPERATION; CO-OWNER; 10% OF TIME SPENT. 5) NOTARY PUBLIC - 150 W. MCKENZIE ST. SUITE 116, PUNTA GORDA, FL 33950; NON-INVESMENT RELATED; NOTARY SERVICES FOR EXISTING CLIENTS; NOTARY; 1% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-30 |
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