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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-17
FL RA APPROVED 2023-03-27
  • TX RA
    APPROVED
    Since 2026-07-17
  • FL RA
    APPROVED
    Since 2023-03-27

Branch Locations

2705 Tamiami Trail, Punta Gorda, FL 33950 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Punta Gorda FL 09/2014 03/2023
Prospera Financial Services Inc Dallas TX 03/2023 Present
Previous Registrations
Other Businesses

HOWELL WEALTH MANAGEMENT, LLC, INVT RELATED, PUNTA GORDA, FL, 100% OWNERSHIP, START 9/14/2014, 160 HRS PER MONTH, 7 HRS DURING TRADING, FINET PRACTICE. JH PUNTA GORDA 2 LLC, INV RELATED, PUNTA GORDA, FL, 100% OWNERSHIP WITH SPOUSE, START 9/13/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, ELLIJAY, GA, 100% OWNERSHIP WITH SPOUSE, START 3/1/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-02-22
  • S63 Uniform Securities Agent State Law Examination
    1996-02-22
Designations
Other Names
  • Josh Howell

View on SEC IAPD

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