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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-27 |
| NJ | RA | APPROVED | 2020-11-02 |
| CT | RA | APPROVED | 2020-10-29 |
| TX | RA | APPROVED_RES | 2011-12-02 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc | New York | NY | 01/2008 | Present |
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | Present |
*391069 - Pinebrook Neighborhood Associate ; Investment related - No; New Rochelle, New York; Recreation; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Feb 2020; During business hours: 0; After business hours: 1; Budgeting events for the neighborhood *504170- One Hope Wines; Investment related No; El Seguno, California; consumer staples / beverage / alcohol sales; wine tasting host (proprietor, partner, officer, director, employee, trustee, agent); 07/2022; During business hours: 0; After business hours: 5; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-24 |
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