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Shu Yi Li

Morgan Stanley

Sandy, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-08
UT RA APPROVED 2022-08-08
  • TX RA
    APPROVED
    Since 2022-08-08
  • UT RA
    APPROVED
    Since 2022-08-08

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Sandy UT 12/2021 Present
N/A N/A UT 05/2021 12/2021
H & R Block Lehi UT 12/2020 04/2021
Vasayo Llc Pleasant Grove UT 08/2017 03/2021
N/A N/A UT 03/2016 08/2017
True Choice Llc Layton UT 12/2019 02/2020
  • 12/2021 → Present
    Morgan Stanley
    Sandy, UT
  • 05/2021 → 12/2021
    N/A
    N/A, UT
  • 12/2020 → 04/2021
    H & R Block
    Lehi, UT
  • 08/2017 → 03/2021
    Vasayo Llc
    Pleasant Grove, UT
  • 03/2016 → 08/2017
    N/A
    N/A, UT
  • 12/2019 → 02/2020
    True Choice Llc
    Layton, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-06
  • S66 Uniform Combined State Law Examination
    2022-08-06

View on SEC IAPD

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Other Investors

BRIAN SCOTT URIE
CHAD DEAN WADDOUPS
BENJAMIN PASEE AHYOU
JODI LEE VAWDREY
DAVID FRANKLIN DODDS
KEITH CRAIG CRANDALL
JUSTIN WARREN LUETTGERODT
CHRISTOPHER LYNN COOK

Other Offices

LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
CETERA INVESTMENT ADVISERS LLC · SANDY, UT
ACLAIME ASSET MANAGEMENT, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT
DIVERSIFY ADVISORY SERVICES, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT

More in Sandy, UT

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