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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-05
  • NC RA
    APPROVED
    Since 2026-02-05

Branch Locations

14440 New Falls Of Neuse Road, Raleigh, NC 27614 • United States

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sage Rutty & Company, Inc Rochester NY 11/2021 12/2025
Allstate Rochester NY 04/2020 01/2021
Ashley Homestore Rochester NY 10/2016 03/2020
P&A Group Buffalo NY 09/2015 09/2016
Homemaker Rochester NY 01/2021 11/2021
First Citizens Investor Services Raleigh NC 12/2025 Present
  • 11/2021 → 12/2025
    Sage Rutty & Company, Inc
    Rochester, NY
  • 04/2020 → 01/2021
    Allstate
    Rochester, NY
  • 10/2016 → 03/2020
    Ashley Homestore
    Rochester, NY
  • 09/2015 → 09/2016
    P&A Group
    Buffalo, NY
  • 01/2021 → 11/2021
    Homemaker
    Rochester, NY
  • 12/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
Other Businesses

Khyra Sapphire: 16205 Wisdom Drive, Cary, NC 27519; Owner, seller of natural skincare products, 11/2021 - Present, non-Investment Related, no time devoted during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-04
  • S66 Uniform Combined State Law Examination
    2026-02-04

View on SEC IAPD

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