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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-22 |
| TN | RA | APPROVED | 2022-05-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Hermitage | TN | 11/2021 | Present |
| Wells Fargo Bank, Na | Hermitage | TN | 10/2019 | Present |
| Progressive Health | Montgomery | AL | 01/2019 | 10/2019 |
| Auburn University Of Montgomery | Montgomery | AL | 06/2017 | 01/2019 |
| Firebirds | Montgomery | AL | 02/2014 | 05/2019 |
JESS AND CAIT SALES, NOT INV RELATED, HENDERSONVILLE, TN, 100% OWNERSHIP, START 2/22/2022, 8 HRS PER MONTH, 0 HRS DURING TRADING, SELLING ELECTRONICS, POWER TOOLS, LAWN CARE TOOLS ONLINE. JESSE COFTY MUSICIAN, NOT INV RELATED, HENDERSONVILLE, TN, 100% OWNERSHIP, START 5/13/2023, 15 HOURS PER MONTH, ZERO HOURS DURING TRADING, TRAVELING MUSICIAN, SELLING MERCHANDISE, AND ONLINE STREAMING OF MUSIC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-23 |
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