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Inactive

Forrest Miles Swisher

Mariner

New York, NY

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-01-21
NY RA APPROVED 2022-01-21
  • NJ RA
    APPROVED
    Since 2022-01-21
  • NY RA
    APPROVED
    Since 2022-01-21

Branch Locations

1500 Broadway 27Th Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors New York NY 08/2021 11/2021
Mariner Wealth Advisors New York NY 11/2021 Present
Dmi Hamilton NJ 10/2020 07/2021
Cobblestone Creek Country Club Lawrence NJ 05/2013 05/2019
American Tower Corp Boston MA 06/2019 08/2019
Student Lawrence Township NJ 08/2011 05/2020
Unemployed Ewing NJ 05/2020 10/2020
  • 08/2021 → 11/2021
    Mariner Wealth Advisors
    New York, NY
  • 11/2021 → Present
    Mariner Wealth Advisors
    New York, NY
  • 10/2020 → 07/2021
    Dmi
    Hamilton, NJ
  • 05/2013 → 05/2019
    Cobblestone Creek Country Club
    Lawrence, NJ
  • 06/2019 → 08/2019
    American Tower Corp
    Boston, MA
  • 08/2011 → 05/2020
    Student
    Lawrence Township, NJ
  • 05/2020 → 10/2020
    Unemployed
    Ewing, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-12
  • S65 Uniform Investment Adviser Law Examination
    2022-01-12
Other Names
  • Swish

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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