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Clement Peter Ballas

Turtle Bay Group, Inc.

New York, NY

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Current Employers
Turtle Bay Group, Inc.

9 East 37Th St. 7Th Fl Attn: Turtle Bay Group, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-04
LA RA APPROVED 2014-01-21
  • CA RA
    APPROVED
    Since 2024-11-04
  • LA RA
    APPROVED
    Since 2014-01-21

Branch Locations

369 Lexington Avenue 24Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Turtle Bay Group, Inc. New York NY 06/2010 Present
Other Businesses

TREASURER OF EDGAR DOBIE, INC., A PRIVATELY HELD CORPORATION THAT PROVIDES CONSULTING SERVICES IN THE ENTERTAINMENT INDUSTRY. IT IS NOT INVESTMENT RELATED. EDGAR DOBIE, INC. IS LOCATED AT 369 LEXINGTON AVE, 24TH FL, NEW YORK, NY 10017. EDGAR DOBIE, INC. WAS INCORPORATED IN 1997. I BECAME THE TREASURER IN 1997 AS WELL. I DEVOTE 0.1 HOUR A MONTH AND I AM NOT COMPENSATED FOR THIS POSITION. MY PRIMARY RESPONSIBILITY AS THE TREASURER IS TO REVIEW AND SIGN THE CORPORATE TAX RETURNS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-22
  • S65 Uniform Investment Adviser Law Examination
    2011-09-22
Other Names
  • Clement Ballas

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