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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-24
MN RA APPROVED 2022-01-28
  • TX RA
    APPROVED_RES
    Since 2025-09-24
  • MN RA
    APPROVED
    Since 2022-01-28

Branch Locations

421 1St Ave Sw Suite 304 East, Rochester, MN 55902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Home Federal Savings Bank Austin MN 11/2021 09/2024
Hy-Vee Inc West Des Moines IA 08/2004 07/2021
Unemployed Austin MN 07/2021 11/2021
Cetera Investment Services Llc St Cloud MN 11/2021 Present
Cetera Investment Advisers Llc Rochester MN 01/2022 Present
  • 11/2021 → 09/2024
    Home Federal Savings Bank
    Austin, MN
  • 08/2004 → 07/2021
    Hy-Vee Inc
    West Des Moines, IA
  • 07/2021 → 11/2021
    Unemployed
    Austin, MN
  • 11/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2022 → Present
    Rochester, MN
Other Businesses

1. BOARD MEMBER FOR ROTARY CLUB AUSTIN MN, 1/HR/WK 2. EVERGREEN FINANCIAL PARTNERS, DBA FOR CETERA BUSINESS 3. RESALE OF VINTAGE/ANTIQUES, 2/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-27
  • S66 Uniform Combined State Law Examination
    2022-01-27
Other Names
  • Britt Alayne Passe
  • Britt Fossum

View on SEC IAPD

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