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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2022-07-19 |
Branch Locations
1725 Gold Dr, Bismark, ND 58503 • United States
3204 Yorktown Dr, Bismarck, ND 58503 • United States
2710 State St, Bismarck, ND 58503 • United States
2710 North State Street, Bismark, ND 58503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gate City Bank | Bismarck | ND | 11/2021 | 05/2022 |
| Gate City Bank | Bismarck | ND | 02/2020 | 11/2021 |
| Gate City Bank | Bismarck | ND | 12/2018 | 02/2020 |
| Dickinson State University | Bismarck | ND | 08/2019 | 05/2021 |
| Bismarck State College | Bismarck | ND | 08/2017 | 05/2019 |
| Capital Credit Union | Bismarck | ND | 09/2018 | 12/2018 |
| Menards | Bismarck | ND | 07/2017 | 09/2018 |
| Dakota Rm Construction | Bismarck | ND | 04/2017 | 07/2017 |
| North Dakota Army National Guard | Bismarck | ND | 04/2016 | 04/2024 |
| Lemmon Golf Course | Lemmon | SD | 04/2016 | 09/2016 |
| Lpl Financial, Llc | Fargo | ND | 11/2021 | Present |
| Gate City Bank | Bismarck | ND | 05/2022 | Present |
1- 11/2021 / DBA for LPL Business (entity for LPL business) / Gate City Investment Services / Investment Related / FARGO , ND 2- 02/2020 / Hoge Properties LLC / Real Estate Rental / Non Investment Related / 5 Hr Mnth / 414 N 12th St Bismarck ND 58501 3- 04/2016 / North Dakota Army National Guard / Other / Non Investment Related / 20 Hr Mnth / 46 W Museum Dr Dickinson ND 58601 4- 09/06/2022 - Simplicity Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Start Date - 08/02/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 5- 09/06/2022 - E4 Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Start Date - 08/02/2022 - 5 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-14 |
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