James Fred Fettig

Current Employers

Employment History

• 12/2007 → 10/2016
  Gilchrist & Fettig Financial
  Beulah, ND
• 01/2009 → 11/2017
  Investment Centers Of America, Inc.
  Bismarck, ND
• 11/2017 → Present
  Lpl Financial Llc
  Bismarck, ND
• 01/2018 → Present
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  Bismark, ND
• 11/2021 → Present
  Newedge Advisors
  Bismarck, ND

Previous Registrations

• 2010-06-01 → 2017-12-05
  Investment Centers Of America, Inc.
  Bismarck, ND
  Beulah, ND
  Dickinson, ND
  Dickinson, ND
  Bismarck, ND
  Appleton, WI
  Steele, ND
  Medina, ND

Other Businesses

1. 12/14/2021 - NewEdge Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 11/01/2021 - 12 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 12 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 07/09/2018 - 30 Hours Per Month/2 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2018. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/15/2023 - Focus Wealth - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/2024 - 160 Hrs/Mo; 120 Hrs During Trading. 4. 09/30/2025 - Focus Wealth Management, LLC - Non-Variable Insurance - Inv Related - At Reported Business Location(s) - Started: 09/17/2025 - 10 Hrs/Mo; 10 Hrs During Trading. 5. 10/08/2025 - Focus Wealth - Registered Investment Advisor DBA - Inv Related - At Reported Business Location(s) - Started: 01/01/2024 - 160 Hrs/Mo; 120 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-05-24
• S63 Uniform Securities Agent State Law Examination
  2003-11-10

Other Names

• Fettig