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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-05
ND RA APPROVED 2018-02-26
  • TX RA
    APPROVED
    Since 2019-03-05
  • ND RA
    APPROVED
    Since 2018-02-26

Branch Locations

207 E. Front Ave Suite B, Bismark, ND 58504 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Bismarck ND 11/2004 11/2017
Lpl Financial Llc Bismarck ND 11/2017 Present
Gwm Advisors, Llc (Dba: Choice Financial Wealth Management) Bismark ND 01/2018 Present
Newedge Advisors Bismarck ND 11/2021 Present
  • 11/2004 → 11/2017
    Investment Centers Of America, Inc.
    Bismarck, ND
  • 11/2017 → Present
    Lpl Financial Llc
    Bismarck, ND
  • 01/2018 → Present
    Gwm Advisors, Llc (Dba: Choice Financial Wealth Management)
    Bismark, ND
  • 11/2021 → Present
    Bismarck, ND
Previous Registrations
  • 2007-07-11 → 2017-12-06
    Investment Centers Of America, Inc.
    Bismarck, ND
    Bismarck, ND
    Bismarck, ND
    Appleton, WI
    Steele, ND
    Medina, ND
Other Businesses

1. 11/29/2017 - CHOICE FINANCIAL WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/19/2018 - Choice Financial Wealth Management, LLC - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/09/2018 - 160 Hours Per Month During Securities Trading - Time Spent 100%. 3. 9/19/2018 - GWM Advisors, LLC - DBA: (Hybrid) Choice Financial Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/09/2018 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through GWM Advisors, LLC, an independent investment advisor firm. I started this business activity in 07/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/2/2018 - Choice Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/19/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 5. 4/1/2021 - Choice Insurance - Investment Related - 3050 Sienna Drive S, Suite 100, Fargo, ND 58104 - Non-Variable Insurance - Started 01/01/2018 - 5 Hours Per Month/0 Hours During Securities Trading. 6. 12/14/2021 - NewEdge Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 11/01/2021 - 12 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 12 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 12/15/2023 - Focus Wealth - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/2024 - 160 Hrs/Mo; 120 Hrs During Trading. 8) 09/30/2025 - Focus Wealth Management, LLC - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:09/17/2025 - 10 Hrs/Mth - 10 Hrs During Trading. 9) 10/08/2025 - Focus Wealth - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:01/01/2024 - 160 Hrs/Mth - 120 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-26
  • S66 Uniform Combined State Law Examination
    2007-06-26

View on SEC IAPD

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