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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-05 |
| ND | RA | APPROVED | 2018-02-26 |
Branch Locations
207 E. Front Ave Suite B, Bismark, ND 58504 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Bismarck | ND | 11/2004 | 11/2017 |
| Lpl Financial Llc | Bismarck | ND | 11/2017 | Present |
| Gwm Advisors, Llc (Dba: Choice Financial Wealth Management) | Bismark | ND | 01/2018 | Present |
| Newedge Advisors | Bismarck | ND | 11/2021 | Present |
1. 11/29/2017 - CHOICE FINANCIAL WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/19/2018 - Choice Financial Wealth Management, LLC - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/09/2018 - 160 Hours Per Month During Securities Trading - Time Spent 100%. 3. 9/19/2018 - GWM Advisors, LLC - DBA: (Hybrid) Choice Financial Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/09/2018 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through GWM Advisors, LLC, an independent investment advisor firm. I started this business activity in 07/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/2/2018 - Choice Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/19/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 5. 4/1/2021 - Choice Insurance - Investment Related - 3050 Sienna Drive S, Suite 100, Fargo, ND 58104 - Non-Variable Insurance - Started 01/01/2018 - 5 Hours Per Month/0 Hours During Securities Trading. 6. 12/14/2021 - NewEdge Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 11/01/2021 - 12 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 12 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 12/15/2023 - Focus Wealth - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/2024 - 160 Hrs/Mo; 120 Hrs During Trading. 8) 09/30/2025 - Focus Wealth Management, LLC - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:09/17/2025 - 10 Hrs/Mth - 10 Hrs During Trading. 9) 10/08/2025 - Focus Wealth - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:01/01/2024 - 160 Hrs/Mth - 120 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-26 |
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