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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-04-18
  • IA RA
    APPROVED
    Since 2022-04-18

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

910 E 1St St, Ankeny, IA 50021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Johnston IA 11/2021 Present
Wells Fargo Bank, Na Johnston IA 12/2012 Present
Other Businesses

POLK COUNTY COURTS; NOT INV RELATED; DESMOINES, IA; COURT VISITOR; 08/2025; 10 HOURS PER MONTH; 0 DURING TRADING; REVIEW CASES TO SEE IF A GUARDIAN OR CONSERVATORSHIP SHOULD BE ASSIGNED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-18
  • S66 Uniform Combined State Law Examination
    2022-04-18
Other Names
  • Brooklyn Lee Martens

View on SEC IAPD

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