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Captrust CRD 175112
$1.24T regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-15 |
Branch Locations
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Charlotte | NC | 12/2021 | 05/2022 |
| Food Lion | Greenville | NC | 07/2015 | 11/2023 |
| Pitt Community College | Greenville | NC | 08/2015 | 12/2018 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2019 | 12/2021 |
| South Central High School | Greenville | NC | 08/2013 | 06/2017 |
| First Citizens Investor Services, Inc. | Raleigh | NC | 06/2022 | 07/2023 |
| First Citizens Bank | Raleigh | NC | 06/2022 | 07/2023 |
| Avantax Investment Services Inc. | Raleigh | NC | 07/2023 | 08/2024 |
| Avantax Insurance Services | Raleigh | NC | 07/2023 | 08/2024 |
| Hpg Wealthcare Advisors, Llc | Raleigh | NC | 07/2023 | 04/2025 |
| Eisneramper | Raleigh | NC | 02/2024 | 04/2025 |
| Rover | Raleigh | NC | 03/2024 | 04/2025 |
| Dai Securities Llc | Atlanta | GA | 08/2024 | 04/2025 |
| Captrust | Raleigh | NC | 04/2025 | Present |
| Capfinancial Securities, Llc. | Raleigh | NC | 04/2025 | 04/2026 |
| Capfinancial Securities, Llc. | Raleigh | NC | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-12 |
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