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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-15 |
| SC | RA | APPROVED | 2023-03-01 |
Branch Locations
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
1320 Main St Ste 600, Columbia, SC 29201 • United States
3080 Ironclad Alley, Mount Pleasant, SC 29466 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Daniel Island Club | Charleston | SC | 03/2020 | Present |
| Uptown Social | Charleston | SC | 09/2018 | 03/2020 |
| Nolan Transportation Group | Charleston | SC | 01/2017 | 08/2018 |
| The Citadel | Charleston | SC | 08/2013 | 05/2017 |
| Mosa Monthly Llc | Charleston | SC | 01/2018 | Present |
| Equitable Advisors Llc | New York | NY | 04/2022 | 01/2023 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-11-08 |
| S65 | Uniform Investment Adviser Law Examination | 2021-08-27 |
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