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Brendan Cosgrove

Wells Fargo Clearing Services, LLC

New York, NY

Tarpon Springs, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-06
NJ RA APPROVED 2023-02-24
  • NY RA
    APPROVED
    Since 2023-03-06
  • NJ RA
    APPROVED
    Since 2023-02-24

Branch Locations

1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services New York NY 06/2022 Present
Wells Fargo Bank New York NY 11/2021 Present
Wells Fargo Bank New York NY 11/2017 11/2021
Unemployed Wayne NJ 05/2017 11/2017
Marist College Poughkeepsie NY 08/2013 05/2017
  • 06/2022 → Present
    Wells Fargo Clearing Services
    New York, NY
  • 11/2021 → Present
    Wells Fargo Bank
    New York, NY
  • 11/2017 → 11/2021
    Wells Fargo Bank
    New York, NY
  • 05/2017 → 11/2017
    Unemployed
    Wayne, NJ
  • 08/2013 → 05/2017
    Marist College
    Poughkeepsie, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-13
  • S66 Uniform Combined State Law Examination
    2023-02-13
Other Names
  • Brendan Wiiliam Cosgrove

View on SEC IAPD

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