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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-01
  • NY RA
    APPROVED
    Since 2023-02-01

Branch Locations

280 Park Ave Fl 29, New York, NY 10017 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-04
  • NY RA
    APPROVED
    Since 2022-03-04

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank New York NY 04/2016 Present
Wells Fargo Clearing Services New York NY 10/2021 Present
  • 04/2016 → Present
    Wells Fargo Bank
    New York, NY
  • 10/2021 → Present
    Wells Fargo Clearing Services
    New York, NY
Other Businesses

NY LAW LICENSE, NOT INV RELATED, STATE OF NEW YORK, START 2/21/1996, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; ORANGEBURG, NY; START DATE 7/26/2017; 0 HRS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-04
  • S66 Uniform Combined State Law Examination
    2022-03-04
Other Names
  • Paul Sowell
  • Paul Joseph Sowell

View on SEC IAPD

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