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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-02-01 |
Branch Locations
280 Park Ave Fl 29, New York, NY 10017 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-03-04 |
Branch Locations
280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | New York | NY | 04/2016 | Present |
| Wells Fargo Clearing Services | New York | NY | 10/2021 | Present |
NY LAW LICENSE, NOT INV RELATED, STATE OF NEW YORK, START 2/21/1996, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; ORANGEBURG, NY; START DATE 7/26/2017; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-04 |
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