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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-04
IA RA APPROVED 2022-11-28
  • TX RA
    APPROVED
    Since 2023-01-04
  • IA RA
    APPROVED
    Since 2022-11-28

Branch Locations

1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States

Waukee, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Des Moines IA 11/2021 Present
Principal Financial Group Minnetonka MN 01/2017 11/2021
Premier Credit Union Des Moines IA 01/2013 01/2017
  • 11/2021 → Present
    Des Moines, IA
  • 01/2017 → 11/2021
    Principal Financial Group
    Minnetonka, MN
  • 01/2013 → 01/2017
    Premier Credit Union
    Des Moines, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-26
  • S66 Uniform Combined State Law Examination
    2022-11-26
Other Names
  • Christina Schulte
  • Christina Russett

View on SEC IAPD

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