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Kasen Christopher Groves

Ubs Financial Services Inc.

New York, NY

Los Angeles, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-31
CA RA APPROVED 2025-01-02
  • NY RA
    APPROVED
    Since 2026-07-31
  • CA RA
    APPROVED
    Since 2025-01-02

Branch Locations

299 Park Ave 8Th, 9Th 11Th Floor, New York, NY 10171 • United States

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Los Angeles CA 10/2021 06/2022
Ubs Financial Services Inc Los Angeles CA 04/2023 06/2024
Unemployed Los Angeles CA 06/2022 04/2023
Full Time Education Charleston SC 09/2016 10/2021
Unemployed Charleston SC 01/2013 09/2016
Ubs Financial Services Inc. Los Angeles CA 06/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-02
  • S66 Uniform Combined State Law Examination
    2025-01-02

View on SEC IAPD

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