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Alexandria Kathryn Haines Lopez

Osaic Wealth, Inc.

Laguna Niguel, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-11
  • CA RA
    APPROVED
    Since 2026-06-11

Branch Locations

30131 Town Center Drive Suite 168, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Orange County Financial Planning Aliso Viejo CA 09/2022 08/2024
Ilia Beauty Laguna Beach CA 04/2022 09/2022
Ilia Beauty Laguna Beach CA 09/2020 04/2022
Charlotte Tilbury Inc. Costa Mesa CA 10/2018 03/2023
Nordstrom Inc. Mission Viejo CA 12/2014 09/2018
Saddleback College Mission Viejo CA 06/2014 12/2018
Osaic Wealth, Inc. Aliso Viejo CA 03/2024 09/2024
Lpl Financial Llc San Diego CA 08/2024 11/2024
Osaic Wealth, Inc Santa Ana CA 11/2024 12/2024
Lpl Financial Llc San Diego CA 01/2025 04/2026
Osaic Wealth, Inc. Laguna Niguel CA 04/2026 Present
  • 09/2022 → 08/2024
    South Orange County Financial Planning
    Aliso Viejo, CA
  • 04/2022 → 09/2022
    Ilia Beauty
    Laguna Beach, CA
  • 09/2020 → 04/2022
    Ilia Beauty
    Laguna Beach, CA
  • 10/2018 → 03/2023
    Charlotte Tilbury Inc.
    Costa Mesa, CA
  • 12/2014 → 09/2018
    Nordstrom Inc.
    Mission Viejo, CA
  • 06/2014 → 12/2018
    Saddleback College
    Mission Viejo, CA
  • 03/2024 → 09/2024
    Osaic Wealth, Inc.
    Aliso Viejo, CA
  • 08/2024 → 11/2024
    Lpl Financial Llc
    San Diego, CA
  • 11/2024 → 12/2024
    Osaic Wealth, Inc
    Santa Ana, CA
  • 01/2025 → 04/2026
    Lpl Financial Llc
    San Diego, CA
  • 04/2026 → Present
    Osaic Wealth, Inc.
    Laguna Niguel, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-10
  • S66 Uniform Combined State Law Examination
    2026-06-10
Other Names
  • Xandy Lopez
  • Alexandria Kathryn Lopez

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ANDREW LEE EHRLICH
HEATHER MICHELLE BOONE
LORA J ROMMEL
JESSICA LYNN KRUSEY
Burton Blayne Brown
Steven Andrew King
Michael John Herlevi
Don M Dumas

Other Offices

EHRLICH FINANCIAL GROUP · LAGUNA NIGUEL, CA
TCFG INVESTMENT ADVISORS, LLC · LAGUNA NIGUEL, CA
SENTIENT FINANCIAL, LLC · LAGUNA NIGUEL, CA
LPL FINANCIAL LLC · LAGUNA NIGUEL, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAGUNA NIGUEL, CA
MORGAN STANLEY · Laguna Niguel, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Laguna Niguel, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Niguel, CA

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