Best Investors
Account
Sign in
Best Investors
Account
Sign in
980 Highway 105, Boone, NC 28607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 11/2021 | 07/2025 |
| Tiaa | Charlotte | NC | 11/2021 | 07/2025 |
| Ascension | St. Louis | MO | 06/2021 | 11/2021 |
| Appalachian Regional Healthcare System | Boone | NC | 05/2018 | 06/2021 |
| Appalachian State University | Boone | NC | 06/2016 | 12/2019 |
| Gardner-Webb University | Boiling Springs | NC | 08/2020 | 12/2021 |
| Raymond James Financial Services, Inc. | Boone | NC | 08/2025 | Present |
| Allen Wealth Management | Boone | NC | 08/2025 | Present |
Allen Wealth Management, LLC, Investment-related, Boone, NC, DBA/Support Company, Assistant Advisor, Start date: 08/2025, 0 hrs per month; 0 during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-26 |
Reach out to this advisor