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John B Kaldis

Fifth Third Securities, Inc.

Oak Brook, IL

Elmhurst, IL

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-06-09
  • IL RA
    APPROVED
    Since 2022-06-09

Branch Locations

1400 16Th St, Oak Brook, IL 60523 • United States

990 N York St, Elmhurst, IL 60126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Itasca IL 09/2016 Present
Fifth Third Securities Itasca IL 11/2021 Present
  • 09/2016 → Present
    Fifth Third Bank
    Itasca, IL
  • 11/2021 → Present
    Fifth Third Securities
    Itasca, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-09
S63 Uniform Securities Agent State Law Examination 2022-04-23
  • S65 Uniform Investment Adviser Law Examination
    2022-06-09
  • S63 Uniform Securities Agent State Law Examination
    2022-04-23

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
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