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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-30
CA RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2024-09-30
  • CA RA
    APPROVED
    Since 2023-08-10

Branch Locations

Ten Governor 5075 Shoreham Pl, Suite 260, San Diego, CA 92122 • United States

Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 11/2021 08/2023
Minnesota Life Insurance Co St Paul MN 11/2021 08/2023
North Star Resource Group San Diego CA 11/2021 Present
Unemployed/School Carlsbad CA 01/2021 11/2021
Lococo Sports Inc. San Diego CA 02/2006 12/2020
Cetera Wealth Services, Llc San Diego CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Jacobs Financial San Diego CA 08/2026 Present
  • 11/2021 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 11/2021 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 11/2021 → Present
    North Star Resource Group
    San Diego, CA
  • 01/2021 → 11/2021
    Unemployed/School
    Carlsbad, CA
  • 02/2006 → 12/2020
    Lococo Sports Inc.
    San Diego, CA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    San Diego, CA
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2026 → Present
    Jacobs Financial
    San Diego, CA
Previous Registrations
  • 2022-02-16 → 2023-08-10
    Securian Financial Services, Inc.
    San Diego, CA
    St. Paul, MN
Other Businesses

1. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2022 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options (with the exception of annuities) outside of broker dealer; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: JACOBS FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 8/14/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-27
  • S66 Uniform Combined State Law Examination
    2022-01-27

View on SEC IAPD

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