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Timothy Wayne Burgess

LPl Enterprise, LLC

Swansea, IL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14

Branch Locations

221 W Pointe Dr, Swansea, IL 62226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 12/2021 05/2023
Kohls Arnold MO 09/2017 12/2021
Petsmart Manchester MO 01/2016 09/2017
Pruco Securities Llc Swansea IL 05/2023 11/2024
The Prudential Insurance Company Of America Swansea IL 07/2023 Present
Lpl Enterprise, Llc Swansea IL 11/2024 Present
  • 12/2021 → 05/2023
    Td Ameritrade
    St. Louis, MO
  • 09/2017 → 12/2021
    Kohls
    Arnold, MO
  • 01/2016 → 09/2017
    Petsmart
    Manchester, MO
  • 05/2023 → 11/2024
    Pruco Securities Llc
    Swansea, IL
  • 07/2023 → Present
    The Prudential Insurance Company Of America
    Swansea, IL
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Swansea, IL
Previous Registrations
Other Businesses

1- 05/28/2026 - UBER - Rideshare - Not Investment Related - San Francisco, CA - Start Date 05/01/2026 - 75 hours per month/ 15 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-15
S63 Uniform Securities Agent State Law Examination 2022-06-01
  • S66 Uniform Combined State Law Examination
    2023-07-15
  • S63 Uniform Securities Agent State Law Examination
    2022-06-01
Other Names
  • Timothy Wayne Burgess

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PRIME CAPITAL FINANCIAL
ARCHFORD CAPITAL STRATEGIES, LLC
U.S. BANCORP ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
PORTSIDE WEALTH GROUP, LLC

Other Investors

DANNY THOMAS REEVES
Stephen Joseph Otto Torre
Quinn Patrick Jansen
Spencer Thomas Beckmann
ETHAN JAMES ALBERS
ELIZABETH J WHIPPLE
Samuel Calhoun
TIFFANY D CHIARODO

Other Offices

LPL FINANCIAL LLC · SWANSEA, IL
EDWARD JONES · SWANSEA, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SWANSEA, IL
PRIME CAPITAL FINANCIAL · Swansea, IL
ARCHFORD CAPITAL STRATEGIES, LLC · SWANSEA, IL
U.S. BANCORP ADVISORS, LLC · Belleville, IL
EDWARD JONES · BELLEVILLE, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Belleville, IL

More in Swansea, IL

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