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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-07-08 |
| TX | RA | APPROVED_RES | 2024-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Chandler | AZ | 11/2021 | 06/2024 |
| Wells Fargo Bank, Na | Prescott | AZ | 09/2016 | 06/2024 |
| Hd Glass Art | Prescott Valley | AZ | 11/2010 | 07/2020 |
| Hd Glass Art Llc | Prescott Valley | AZ | 07/2020 | 07/2022 |
| Door Dash | Prescott Valley | AZ | 10/2020 | 08/2021 |
| Uber | Prescott Valley | AZ | 01/2021 | 08/2021 |
| Jpmorgan Chase Bank (Az) | Prescott | AZ | 06/2024 | Present |
| J.P. Morgan Securities Llc | Prescott | AZ | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-01 |
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