James Daniel Payne

J.P. Morgan Securities LLC

CRD 7463951

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-01-15
TX	RA	APPROVED	2022-09-04

NY RA
APPROVED

Since 2025-01-15
TX RA
APPROVED

Since 2022-09-04

Branch Locations

270 Park Avenue 22Nd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Securities Llc	Dallas	TX	10/2021	Present
J & S Technology Solutions Inc.	Newport News	VA	12/2015	09/2021
Jpmorgan Chase Bank Na	Dallas	TX	10/2021	Present

10/2021 → Present

Jpmorgan Securities Llc

Dallas, TX
12/2015 → 09/2021

J & S Technology Solutions Inc.

Newport News, VA
10/2021 → Present

Jpmorgan Chase Bank Na

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-03

S66 Uniform Combined State Law Examination

2022-09-03

Other Names

James Payne
James Daniel Payne

View on SEC IAPD

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