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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-09-03
TX RA APPROVED 2007-08-07
CA RA APPROVED 2006-06-19
  • DC RA
    APPROVED
    Since 2025-09-03
  • TX RA
    APPROVED
    Since 2007-08-07
  • CA RA
    APPROVED
    Since 2006-06-19

Branch Locations

4010 Watson Plaza Dr, Lakewood, CA 90712 • United States

Lakewood, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Lakewood CA 05/2006 Present
Thrivent Financial For Lutherans Appleton WI 05/2006 Present
Other Businesses

LAKEWOOD VILLAGE LITTLE LEAGUE POSITION: VP of Majors Division NATURE: Organizing local Little League games and practices for kids. Other activities include fundraisers, social events, and award ceremonies. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: E Carson St, Long Beach CA 90808, United States DESCRIPTION: Helping out as needed which may include clean up/set up as needed for various events, offering input and voting on league decisions. Communicating with Majors Division coaches, ensuring they're aware of their responsibilities, and that they're following the rules.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-17
  • S66 Uniform Combined State Law Examination
    2006-06-17

View on SEC IAPD

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