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Christopher M. Liggins

J.P. Morgan Securities LLC

Lakewood, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-12
TX RA APPROVED 2023-01-12
  • CA RA
    APPROVED
    Since 2023-01-12
  • TX RA
    APPROVED
    Since 2023-01-12

Branch Locations

5059 Lakewood Boulevard, Lakewood, CA 90712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Torrance CA 10/2015 10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Torrance CA 11/2017 12/2022
Bank Of America, N.A. Torrance, Ca CA 11/2017 12/2022
J.P. Morgan Securities Llc Lakewood CA 01/2023 Present
Jpmorgan Chase Bank, N.A. Lakewood CA 01/2023 Present
Scottrade Investment Management Torrance CA 10/2015 10/2017
Burgerim Llc Encino CA 08/2019 12/2019
  • 10/2015 → 10/2017
    Scottrade, Inc.
    Torrance, CA
  • 11/2017 → 12/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Torrance, CA
  • 11/2017 → 12/2022
    Bank Of America, N.A.
    Torrance, Ca, CA
  • 01/2023 → Present
    J.P. Morgan Securities Llc
    Lakewood, CA
  • 01/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Lakewood, CA
  • 10/2015 → 10/2017
    Scottrade Investment Management
    Torrance, CA
  • 08/2019 → 12/2019
    Burgerim Llc
    Encino, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-09
  • S66 Uniform Combined State Law Examination
    2015-01-09
Other Names
  • Christopher Liggins
  • Christopher M Liggins
  • Chris Liggins
  • Christopher M Liggins

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAKEWOOD, CA
WELLS FARGO CLEARING SERVICES, LLC · LAKEWOOD, CA
LPL FINANCIAL LLC · LAKEWOOD, CA
AMES FINANCIAL SERVICES · LAKEWOOD, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lakewood, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Long Beach, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Long Beach, CA

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