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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-11-18 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rivera & Associates | Buena Park | CA | 05/2009 | Present |
| J.P. Morgan Securities Llc | Lakewood | CA | 10/2012 | Present |
| Jp Morgan Chase Bank, N.A. | Lakewood | CA | 05/2013 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: RIVERA & ASSOCIATES POSITION: MEMBER / AUTHORIZED SIGNER START DATE: 5/1/2009 ADDRESS:8111, Buena Park, CA DETAILS: INVESTMENT/RENTAL PROPERTY MANAGEMENT. HOURS DEDICATED (per month unless otherwise indicated): 1-5 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-03 |
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