Frank M Galan

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-08
CA	RA	APPROVED	2025-03-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities, Llc	Petaluma	CA	10/2021	11/2024
Jpmorgan Chase Bank, N.A.	Petaluma	CA	10/2021	11/2024
Ford Fairfield	Fairfield	CA	03/2021	09/2021
United States Coast Guard	Washington, D.C.	WA	12/2017	02/2021
Campbell Plumbing	Jacksonville	FL	05/2017	11/2017
Vallencourt Inc	Jacksonville	FL	05/2015	02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Santa Rosa	CA	11/2024	Present
Bank Of America, N.A.	Santa Rosa	CA	01/2025	Present

10/2021 → 11/2024

J.P. Morgan Securities, Llc

Petaluma, CA
10/2021 → 11/2024

Jpmorgan Chase Bank, N.A.

Petaluma, CA
03/2021 → 09/2021

Ford Fairfield

Fairfield, CA
12/2017 → 02/2021

United States Coast Guard

Washington, D.C., WA
05/2017 → 11/2017

Campbell Plumbing

Jacksonville, FL
05/2015 → 02/2017

Vallencourt Inc

Jacksonville, FL
11/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Rosa, CA
01/2025 → Present

Bank Of America, N.A.

Santa Rosa, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-06
S63	Uniform Securities Agent State Law Examination	2022-03-07

Other Firms