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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-13 |
Branch Locations
2 Riverway Ste 1400, Houston, TX 77056 • United States
Cypress, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Palm Beach | FL | 09/2010 | 09/2023 |
| Wells Fargo Clearing Services | Palm Beach | FL | 10/2021 | 09/2023 |
| Comerica Bank | Houston | TX | 10/2023 | 10/2023 |
| Ameriprise Financial Services, Llc | Houston | TX | 12/2023 | Present |
Real Estate Ownership; Single Family; 1709 W EASTON PL N, , Tulsa, OK, 74127; Not Investment-Related; 01/04/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-03 |
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