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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-02-27
NJ RA APPROVED 2022-05-20
TX RA APPROVED 2022-02-02
  • TN RA
    APPROVED
    Since 2025-02-27
  • NJ RA
    APPROVED
    Since 2022-05-20
  • TX RA
    APPROVED
    Since 2022-02-02

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broomall PA 11/2021 Present
Carolina Asthma & Allergy Huntersville NC 06/2018 04/2019
University Of Kentucky College Of Medicine Lexington KY 04/2019 05/2021
Unemployed Somerset KY 05/2021 11/2021
Davidson College Davidson NC 05/2014 05/2018
Bank Of America, N.A. Broomall PA 01/2022 Present
  • 11/2021 → Present
    Broomall, PA
  • 06/2018 → 04/2019
    Carolina Asthma & Allergy
    Huntersville, NC
  • 04/2019 → 05/2021
    University Of Kentucky College Of Medicine
    Lexington, KY
  • 05/2021 → 11/2021
    Unemployed
    Somerset, KY
  • 05/2014 → 05/2018
    Davidson College
    Davidson, NC
  • 01/2022 → Present
    Bank Of America, N.A.
    Broomall, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-01
  • S66 Uniform Combined State Law Examination
    2021-10-01

View on SEC IAPD

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