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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tustin | CA | 08/2008 | Present |
| Door Dash | Tustin | CA | 07/2016 | Present |
(1) 07/28/2008: Windawi & Associates, Inc - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Admin (2) 11/04/2016: Door Dash - Outside/W-2 Employment - Not Investment Related - Various Locations - Start 07/08/2016 - 20 Hr/Mo; 0 Hour(s) During Securities Trading - delivery service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-14 |
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