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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-11-22
  • NC RA
    APPROVED
    Since 2024-11-22

Branch Locations

6450 Weddington Rd, Wesley Chapel, NC 28104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Waxhaw NC 12/2019 04/2024
Appalachian State University Boone NC 08/2014 05/2018
Unemployed Waxhaw NC 05/2018 12/2019
J.P. Morgan Securities Llc Matthews NC 11/2024 Present
Jpmorgan Chase Bank, N.A. Matthews NC 11/2024 Present
Unemployed Waxhaw NC 05/2024 10/2024
  • 12/2019 → 04/2024
    Fifth Third Bank
    Waxhaw, NC
  • 08/2014 → 05/2018
    Appalachian State University
    Boone, NC
  • 05/2018 → 12/2019
    Unemployed
    Waxhaw, NC
  • 11/2024 → Present
    Matthews, NC
  • 11/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Matthews, NC
  • 05/2024 → 10/2024
    Unemployed
    Waxhaw, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-25
S63 Uniform Securities Agent State Law Examination 2022-05-28
  • S65 Uniform Investment Adviser Law Examination
    2022-07-25
  • S63 Uniform Securities Agent State Law Examination
    2022-05-28
Other Names
  • Benjamin Woodall

View on SEC IAPD

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