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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Waxhaw | NC | 12/2019 | 04/2024 |
| Appalachian State University | Boone | NC | 08/2014 | 05/2018 |
| Unemployed | Waxhaw | NC | 05/2018 | 12/2019 |
| J.P. Morgan Securities Llc | Matthews | NC | 11/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Matthews | NC | 11/2024 | Present |
| Unemployed | Waxhaw | NC | 05/2024 | 10/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-28 |
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