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Courtney Nicole Seymour

Wells Fargo Clearing Services, LLC

Fort Lauderdale, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-19
FL RA APPROVED 2022-02-16
  • TX RA
    APPROVED
    Since 2023-09-19
  • FL RA
    APPROVED
    Since 2022-02-16

Branch Locations

350 E Las Olas Blvd 19Th Fl [D3/F7-Rbo], Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Miami FL 05/2012 Present
Wells Fargo Clearing Services Miami FL 10/2021 Present
  • 05/2012 → Present
    Wells Fargo Bank
    Miami, FL
  • 10/2021 → Present
    Wells Fargo Clearing Services
    Miami, FL
Other Businesses

FL LAW LICENSE, NOT INV RELATED, TALLAHASSEE, FL, START DATE: 10/6/23, 0 HRS PER MONTH, 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-29
  • S66 Uniform Combined State Law Examination
    2022-01-29
Other Names
  • Nikki Seymour
  • Nicole Seymour

View on SEC IAPD

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